Dai Shi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dai Shi (時代), a licensed Responsible Officer with CE reference BEQ696. Currently licensed at 1 firm(s): BOCOM International (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 10.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-13 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-05-13 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-12-29 | 2025-10-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-13 | 2025-10-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-19 | 2021-12-29 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-09 | 2021-09-09 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-26 | 2021-03-09 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-03 | 2021-10-26 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-08-06 | 2020-03-03 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-12 | 2019-05-02 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-12 | 2019-05-02 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-12-11 | 2015-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dai Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.