Pui Shan Lee
李佩珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shan Lee (李佩珊), a licensed former licensee with CE reference AFU414. This person has 22.8 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-10-16 | 2026-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-10-16 | 2026-02-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 - Advising on securities | 2015-04-16 | 2024-04-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 - Asset management | 2007-08-01 | 2026-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-06-07 | 2026-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 - Advising on securities | 2004-07-13 | 2026-02-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2015-04-16 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-25 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Shan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.