Youge Bai
白又戈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Youge Bai (白又戈), a licensed former licensee with CE reference ALP809. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2012-02-27 | 2016-03-05 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2012-01-17 | 2016-03-05 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-03 | 2016-03-05 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-10-03 | 2016-03-05 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-03 | 2017-07-24 |