Samuel Guy Francois Plagnard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Guy Francois Plagnard ( ), a licensed former licensee with CE reference ALR979. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2012-07-20 | 2023-03-31 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2012-07-20 | 2023-03-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-07 | 2006-07-11 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-07 | 2006-07-11 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2005-02-07 | 2006-07-11 |