Tai Gon Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Gon Kim ( ), a licensed former licensee with CE reference AHA414. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QL Asset Management Company Limited |
RO | Type 1 — Dealing in securities | 2014-10-06 | 2017-07-05 |
| QL Asset Management Company Limited |
RO | Type 4 — Advising on securities | 2014-10-06 | 2017-07-05 |
| QL Asset Management Company Limited |
RO | Type 9 — Asset management | 2014-10-06 | 2017-07-05 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 — Advising on securities | 2006-12-01 | 2013-10-28 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 9 — Asset management | 2006-12-01 | 2013-10-28 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-20 | 2006-12-01 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-13 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-15 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 — Asset management | present | 2006-12-01 |