Roger Yat Fai Tang
鄧逸暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Yat Fai Tang (鄧逸暉), a licensed Representative with CE reference APC376. Currently licensed at 1 firm(s): First Shanghai Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 18.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-16 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-18 | 2010-04-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-18 | 2010-04-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Yat Fai Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.