Roger Yat Fai Tang
鄧逸暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Yat Fai Tang (鄧逸暉), CE reference APC376. Currently licensed at 1 firm(s): First Shanghai Capital Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-16 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2010-04-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-18 | 2010-04-17 |