Tsz Wai Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai Li (李梓維), a licensed Representative with CE reference AWL543. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-17 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-02-17 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-07-18 | 2024-11-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-04-28 | 2024-11-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-03-23 | 2024-11-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-03-23 | 2024-11-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-11 | 2021-02-19 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-22 | 2017-12-15 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-29 | 2017-12-15 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-01-29 | 2017-12-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2014-11-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-14 | 2014-11-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-14 | 2013-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Wai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.