Chi Pun Lau
劉志斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Pun Lau (劉志斌), CE reference AWK994. Currently licensed at 1 firm(s): Chief Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-09-01 | present |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-03-31 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-19 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-08 | 2019-08-27 |