Bo Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Li (李波), a licensed Responsible Officer with CE reference AMN738. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 20.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-07 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-01-07 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-06 | 2018-08-06 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-02-06 | 2018-08-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-04 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-23 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-17 | 2018-02-06 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-30 | 2012-03-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bo Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.