Ka Lok Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Yan (甄家樂), a licensed Responsible Officer with CE reference ARK078. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 17.6 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-10 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-02-10 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-01 | 2026-02-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-01 | 2026-02-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-13 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-13 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-13 | 2025-08-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-08 | 2017-03-22 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-08 | 2017-03-22 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-08 | 2017-03-22 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-11 | 2016-07-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-25 | 2016-07-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-25 | 2016-07-31 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-26 | 2013-09-18 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-26 | 2013-09-18 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-07 | 2013-06-18 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-07 | 2013-06-18 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-20 | 2013-04-29 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-05 | 2013-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lok Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.