Li Liu
劉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Liu (劉莉), a licensed former licensee with CE reference AVR897. This person has 8.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 - Dealing in securities | 2024-06-05 | 2025-09-30 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-23 | 2024-03-31 |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-08 | 2024-03-31 |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-08 | 2024-03-31 |
| Standard Perpetual Securities Limited 標準盛豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-09-24 | 2022-06-20 |
| Standard Perpetual Securities Limited 標準盛豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-03 | 2022-06-20 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-12 | 2020-08-24 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-21 | 2017-04-24 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-16 | 2017-03-01 |
| Diamond Dragon Advisors Limited 熠尊咨詢有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-10 | 2011-03-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tsz Lung Lam | Eddid Capital Limited | 2022–2024 |
| Xiaoxue Lu | Eddid Capital Limited | 2022–2024 |
| Wing Fai Ng | Eddid Capital Limited | 2022–2024 |
| Jiao Pan | Eddid Capital Limited | 2022–2024 |
| Hiu To Yu | Eddid Capital Limited | 2022–2024 |
| Ming Li Chu | Rifa Securities Limited | 2017–2020 |
| Jian Liu | Rifa Securities Limited | 2017–2020 |
| Stephen Ka Fai Chan | Rifa Securities Limited | 2017–2020 |
| William Yuk Nam Lee | Rifa Securities Limited | 2017–2020 |
| Canghai Wu | Rifa Securities Limited | 2017–2020 |
| Xiya Jin | Rifa Securities Limited | 2017–2020 |
| Peggy Pik Ki Chan | Rifa Securities Limited | 2017–2020 |
| Sau Chee Chan | Rifa Securities Limited | 2017–2020 |
| Siu Wing Fung | Rifa Securities Limited | 2017–2020 |
| Kam Cheung Ho | Rifa Securities Limited | 2017–2020 |
| Chor Kwan Hui | Rifa Securities Limited | 2017–2020 |
| Mei Hang Hui | Rifa Securities Limited | 2017–2020 |
| Wai Man Ip | Rifa Securities Limited | 2017–2020 |
| Hoi Lam Lai | Rifa Securities Limited | 2017–2020 |
| Li Fong Li | Rifa Securities Limited | 2017–2020 |