Cardon Hsi Tsun Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cardon Hsi Tsun Ng (吳書雋), a licensed Representative with CE reference AVE378. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 13.7 years of SFC licence history. Total licence records on file: 13.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-17 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-03-17 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-17 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-16 | 2023-03-31 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-10 | 2022-09-16 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-11 | 2022-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-11 | 2022-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-24 | 2020-05-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-02-24 | 2020-05-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-02 | 2020-01-27 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-07-02 | 2020-01-27 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-10 | 2019-07-02 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-01 | 2019-07-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cardon Hsi Tsun Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.