Cardon Hsi Tsun Ng
吳書雋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cardon Hsi Tsun Ng (吳書雋), CE reference AVE378. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Futures Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-17 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-03-17 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-17 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-16 | 2023-03-31 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-10 | 2022-09-16 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-11 | 2022-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-05-11 | 2022-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-24 | 2020-05-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-02-24 | 2020-05-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-02 | 2020-01-27 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-07-02 | 2020-01-27 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-10 | 2019-07-02 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-01 | 2019-07-02 |