Kin Wai Chan
陳健威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wai Chan (陳健威), a licensed former licensee with CE reference AVD399. This person has 8.5 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-22 | 2021-05-24 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2020-01-22 | 2021-05-24 |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-18 | 2019-12-31 |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-12-18 | 2019-12-31 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-21 | 2018-10-14 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
Rep | Type 9 - Asset management | 2017-07-21 | 2018-10-14 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-23 | 2017-01-28 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-23 | 2017-01-28 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-04-23 | 2017-01-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-28 | 2013-06-29 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-28 | 2013-06-29 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-31 | 2013-06-29 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2012-07-31 | 2013-06-29 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-10 | 2013-06-29 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-05-10 | 2013-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.