Hans Ho Lun Sham
沈浩崘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hans Ho Lun Sham (沈浩崘), a licensed Representative with CE reference AUX151. Currently licensed at 1 firm(s): BlackRock Asset Management North Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-28 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-31 | present |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-28 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-29 | 2014-06-10 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2012-07-31 | 2016-12-19 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-07-31 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-24 | 2014-12-31 |