Suk Yee Kwan
關淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Yee Kwan (關淑儀), a licensed former licensee with CE reference BBU509. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-08 | 2022-07-25 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-11-29 | 2022-07-25 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-11-29 | 2022-07-25 |