Suk Yee Kwan
關淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Yee Kwan (關淑儀), a licensed former licensee with CE reference BBU509. This person has 8.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-08 | 2022-07-25 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-11-29 | 2022-07-25 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-11-29 | 2022-07-25 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Suk Yee Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.