Siu Wah Hung
孔少華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wah Hung (孔少華), CE reference AQE946. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-22 | present |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-02-12 | 2021-09-29 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-01 | 2021-09-29 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-01 | 2014-02-12 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-12-01 | 2021-09-29 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-09-30 | 2009-07-06 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-05 | 2009-07-06 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-05 | 2009-07-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-27 | 2008-05-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-27 | 2008-05-08 |