Pui Wai Fong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Wai Fong (方沛偉), a licensed Responsible Officer with CE reference AUA447. Currently licensed at 1 firm(s): Eastar Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastar Investment Management Limited 東和投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-30 | present |
| Eastar Investment Management Limited 東和投資管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-30 | present |
| Eastar Investment Management Limited 東和投資管理有限公司 |
RO | Type 9 - Asset management | 2022-03-30 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-19 | 2022-02-03 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-19 | 2022-02-03 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-20 | 2022-02-03 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-01 | 2017-10-20 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-01 | 2019-06-19 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-01 | 2019-06-19 |
| Genting Securities Limited | RO | Type 1 - Dealing in securities | 2015-11-05 | 2017-07-11 |
| Genting Securities Limited | Rep | Type 1 - Dealing in securities | 2015-10-08 | 2015-11-05 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-02-18 | 2015-10-04 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-02-18 | 2015-10-04 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-07 | 2014-02-18 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-26 | 2014-02-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-22 | 2011-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Wai Fong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.