Pui Wai Fong
方沛偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Wai Fong (方沛偉), CE reference AUA447. Currently licensed at 1 firm(s): Eastar Investment Management Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastar Investment Management Limited 東和投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-30 | present |
| Eastar Investment Management Limited 東和投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-30 | present |
| Eastar Investment Management Limited 東和投資管理有限公司 |
RO | Type 9 — Asset management | 2022-03-30 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-19 | 2022-02-03 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-19 | 2022-02-03 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-20 | 2022-02-03 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-01 | 2017-10-20 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-01 | 2019-06-19 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-01 | 2019-06-19 |
| Genting Securities Limited | RO | Type 1 — Dealing in securities | 2015-11-05 | 2017-07-11 |
| Genting Securities Limited | Rep | Type 1 — Dealing in securities | 2015-10-08 | 2015-11-05 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-02-18 | 2015-10-04 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-02-18 | 2015-10-04 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-07 | 2014-02-18 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-26 | 2014-02-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-22 | 2011-05-17 |