Sui Wing Tsang
曾瑞榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Wing Tsang (曾瑞榮), a licensed former licensee with CE reference ANH129. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 13 — Providing depositary services for relevant CIS | 2024-10-02 | 2024-12-02 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-17 | 2023-05-05 |
| Zero2IPO Securities Limited 清科證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-22 | 2022-10-17 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-16 | 2021-02-05 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-08 | 2019-09-16 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-03 | 2019-05-03 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-10 | 2019-01-03 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-02 | 2019-05-03 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-02 | 2019-05-03 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-08 | 2018-01-19 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-08 | 2018-01-19 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-31 | 2017-08-08 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-31 | 2017-08-08 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-25 | 2014-09-20 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-25 | 2014-09-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-15 | 2011-09-03 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-15 | 2011-09-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-01 | 2009-09-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-01 | 2009-09-22 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-03 | 2009-08-23 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-25 | 2009-08-23 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-19 | 2007-05-26 |