Wei Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Liu (劉偉), a licensed Responsible Officer with CE reference AUS655. Currently licensed at 2 firm(s): Founder Securities (Hong Kong) Limited, Founder Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-01-31 | present |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2021-08-19 | present |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-08 | present |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-11-08 | 2021-12-13 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-10 | 2019-11-08 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-10 | 2019-11-08 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-02 | 2019-04-18 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-02-02 | 2019-04-18 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-19 | 2018-02-02 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-17 | 2018-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wei Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.