Chien-Yuan Ni
倪健元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chien-Yuan Ni (倪健元), a licensed Responsible Officer with CE reference ARW806. Currently licensed at 1 firm(s): AIM Capital Consortium Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIM Capital Consortium Limited | RO | Type 4 - Advising on securities | 2020-06-05 | present |
| AIM Capital Consortium Limited | RO | Type 9 - Asset management | 2020-06-05 | present |
| Profit Access Investments Limited 啓利投資有限公司 |
RO | Type 4 - Advising on securities | 2018-03-14 | 2019-05-03 |
| Profit Access Investments Limited 啓利投資有限公司 |
RO | Type 9 - Asset management | 2018-03-14 | 2019-05-03 |
| Wolver Hill Asset Management Asia Limited | RO | Type 4 - Advising on securities | 2009-03-10 | 2014-06-20 |
| Wolver Hill Asset Management Asia Limited | RO | Type 9 - Asset management | 2009-03-10 | 2014-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chien-Yuan Ni during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.