Xiaoxu Chen
陳小旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxu Chen (陳小旭), a licensed former licensee with CE reference AQZ651. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2008-05-08 | 2017-12-15 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2008-05-08 | 2017-12-15 |