Howard Chang-Hwan Keum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Chang-Hwan Keum ( ), a licensed former licensee with CE reference AVO961. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-23 | 2014-10-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-04 | 2014-10-31 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-29 | 2011-08-19 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-29 | 2011-08-04 |