Yiu Ming Ho
何耀明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Ming Ho (何耀明), a licensed former licensee with CE reference AAI982. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 9 — Asset management | 2019-06-27 | 2022-12-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-08-04 | 2022-12-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2022-12-21 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-11-19 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
RO | Type 4 — Advising on securities | present | 2022-12-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-21 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-11-19 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2022-12-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-21 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
RO | Type 9 — Asset management | present | 2004-03-31 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |