Chun Yin Lau
劉俊賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yin Lau (劉俊賢), a licensed former licensee with CE reference AVP120. This person has 9.0 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-20 | 2022-06-30 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-20 | 2022-06-30 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-06 | 2022-06-30 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-06 | 2022-06-30 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-20 | 2011-11-28 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-27 | 2011-11-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Yin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.