Marc Richard Franklin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Richard Franklin, a licensed former licensee with CE reference BDV938. This person has 5.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-19 | 2023-07-09 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-01-19 | 2023-07-09 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-01-19 | 2023-07-09 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-18 | 2019-03-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-18 | 2019-03-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2015-08-18 | 2019-03-11 |
| JF International Management Inc. | Rep | Type 4 - Advising on securities | 2014-08-11 | 2015-05-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-08-11 | 2015-05-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2014-08-11 | 2015-05-28 |
| JF International Management Inc. | Rep | Type 9 - Asset management | 2014-08-11 | 2015-05-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2014-08-11 | 2015-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Marc Richard Franklin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.