Marc Richard Franklin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Richard Franklin ( ), a licensed former licensee with CE reference BDV938. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-19 | 2023-07-09 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-01-19 | 2023-07-09 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-01-19 | 2023-07-09 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-18 | 2019-03-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-18 | 2019-03-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2015-08-18 | 2019-03-11 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2014-08-11 | 2015-05-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-08-11 | 2015-05-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2014-08-11 | 2015-05-28 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2014-08-11 | 2015-05-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2014-08-11 | 2015-05-28 |