Marc Richard Franklin

CE No. BDV938 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Richard Franklin (), a licensed former licensee with CE reference BDV938. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 4 — Advising on securities 2022-01-19 2023-07-09
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 5 — Advising on futures contracts 2022-01-19 2023-07-09
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 9 — Asset management 2022-01-19 2023-07-09
Conning Asia Pacific Limited
康利亞太有限公司
Rep Type 1 — Dealing in securities 2015-08-18 2019-03-11
Conning Asia Pacific Limited
康利亞太有限公司
Rep Type 4 — Advising on securities 2015-08-18 2019-03-11
Conning Asia Pacific Limited
康利亞太有限公司
Rep Type 9 — Asset management 2015-08-18 2019-03-11
JF International Management Inc. Rep Type 4 — Advising on securities 2014-08-11 2015-05-28
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 4 — Advising on securities 2014-08-11 2015-05-28
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 5 — Advising on futures contracts 2014-08-11 2015-05-28
JF International Management Inc. Rep Type 9 — Asset management 2014-08-11 2015-05-28
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 9 — Asset management 2014-08-11 2015-05-28

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