Sundeep Wadhwa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sundeep Wadhwa ( ), a licensed former licensee with CE reference AYW784. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-22 | 2016-12-14 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2015-07-22 | 2016-12-14 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2015-07-22 | 2016-12-14 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-24 | 2012-09-04 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2012-02-24 | 2012-09-04 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2012-02-24 | 2012-09-04 |