Chun Wah Yim
嚴雋華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wah Yim (嚴雋華), a licensed former licensee with CE reference AUE950. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-04 | 2022-08-12 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-19 | 2021-11-04 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2009-11-26 | 2012-05-19 |