Ross Anthony Hunt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ross Anthony Hunt, CE reference ATD971. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-10-30 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2023-10-30 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2019-09-27 | 2022-10-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-27 | 2022-10-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-27 | 2022-10-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-11-26 | 2017-06-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-11-26 | 2017-06-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-08-14 | 2015-11-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-08-14 | 2015-11-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-11-24 | 2013-05-03 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-11-24 | 2013-05-03 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-06-30 | 2013-05-03 |