Ying Nii Christina Lam
林櫻妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Nii Christina Lam (林櫻妮), CE reference ASM345. Currently licensed at 3 firm(s): CES Forex (HK) Limited, CES Commodities (HK) Limited , Everbright Securities Investment Services (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2022-07-19 | present |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-06-06 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-12 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-12 | present |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-25 | 2011-06-15 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-26 | 2009-10-30 |