Yim Kuen Lau
劉艷娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Kuen Lau (劉艷娟), a licensed former licensee with CE reference ALQ563. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-01 | 2016-07-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-01 | 2016-07-01 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-17 | 2013-06-30 |