Adam Boyd Upton

CE No. AOS564 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Boyd Upton, a licensed Representative with CE reference AOS564. Currently licensed at 1 firm(s): Bowman and Fitzhugh Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.4 years of SFC licence history. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Bowman and Fitzhugh Asset Management Limited Rep Type 4 - Advising on securities 2026-03-19 present
Bowman and Fitzhugh Asset Management Limited Rep Type 9 - Asset management 2026-03-19 present
THK Capital Group Limited Rep Type 4 - Advising on securities 2024-06-28 2026-01-30
THK Capital Group Limited Rep Type 9 - Asset management 2024-06-28 2026-01-30
AOP Capital Limited Rep Type 4 - Advising on securities 2024-06-26 2024-06-28
AOP Capital Limited Rep Type 9 - Asset management 2024-06-26 2024-06-28
AOP Capital Limited RO Type 4 - Advising on securities 2020-05-28 2024-06-26
AOP Capital Limited RO Type 9 - Asset management 2017-10-13 2024-06-26
Trafalgar Capital Management (HK) Limited Rep Type 9 - Asset management 2014-10-14 2017-09-29
JF International Management Inc. Rep Type 4 - Advising on securities 2007-03-23 2012-09-21
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 4 - Advising on securities 2007-03-23 2012-09-21
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 5 - Advising on futures contracts 2007-03-23 2012-09-21
JF International Management Inc. Rep Type 9 - Asset management 2007-03-23 2012-09-21
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 9 - Asset management 2007-03-23 2012-09-21

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