Pak Lun Lau
劉柏倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lun Lau (劉柏倫), a licensed former licensee with CE reference ADC038. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-09 | 2025-12-29 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-15 | 2018-07-09 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-31 | 2017-11-30 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-24 | 2013-07-09 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-06-18 | 2011-08-15 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-08-28 | 2011-08-15 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-22 | 2010-04-08 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-22 | 2008-08-28 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-17 | 2007-08-21 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-05 | 2007-08-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-16 | 2005-10-03 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-16 | 2005-10-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-10 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-12-10 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |