Pak Lun Lau
劉柏倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lun Lau (劉柏倫), a licensed former licensee with CE reference ADC038. This person has 15.9 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-09 | 2025-12-29 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-06-15 | 2018-07-09 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-05-31 | 2017-11-30 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-05-24 | 2013-07-09 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-06-18 | 2011-08-15 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-08-28 | 2011-08-15 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-22 | 2010-04-08 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-22 | 2008-08-28 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-17 | 2007-08-21 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-05 | 2007-08-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-16 | 2005-10-03 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-16 | 2005-10-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-10 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-12-10 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Lun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.