Chi Kan Chan
陳志勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kan Chan (陳志勤), a licensed former licensee with CE reference BAA072. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-19 | 2021-03-01 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 9 — Asset management | 2019-08-19 | 2021-03-01 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-21 | 2021-03-01 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-17 | 2019-03-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2014-04-22 | 2017-09-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-11 | 2017-09-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-11 | 2017-09-29 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-22 | 2012-09-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-22 | 2012-09-29 |