Alain Chanezon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Chanezon, a licensed Responsible Officer with CE reference ARJ298. Currently licensed at 1 firm(s): Orfi Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orfi Capital Limited |
RO | Type 4 - Advising on securities | 2013-07-31 | present |
| Orfi Capital Limited |
RO | Type 9 - Asset management | 2013-07-31 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-16 | 2011-03-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-16 | 2011-03-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-23 | 2008-10-23 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-23 | 2008-10-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-23 | 2008-10-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alain Chanezon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.