Alain Chanezon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Chanezon, a licensed Responsible Officer with CE reference ARJ298. Currently licensed at 1 firm(s): Orfi Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orfi Capital Limited |
RO | Type 4 — Advising on securities | 2013-07-31 | present |
| Orfi Capital Limited |
RO | Type 9 — Asset management | 2013-07-31 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-16 | 2011-03-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-16 | 2011-03-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-23 | 2008-10-23 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-07-23 | 2008-10-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-23 | 2008-10-23 |