Roland Hinterkoerner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Hinterkoerner ( ), a licensed former licensee with CE reference BBE977. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orfi Capital Limited |
Rep | Type 4 — Advising on securities | 2016-12-19 | 2021-12-30 |
| Orfi Capital Limited |
Rep | Type 9 — Asset management | 2016-12-19 | 2021-12-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-23 | 2015-10-12 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-23 | 2015-10-12 |