Roland Hinterkoerner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Hinterkoerner ( ), a licensed former licensee with CE reference BBE977. This person has 6.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orfi Capital Limited |
Rep | Type 4 - Advising on securities | 2016-12-19 | 2021-12-30 |
| Orfi Capital Limited |
Rep | Type 9 - Asset management | 2016-12-19 | 2021-12-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-23 | 2015-10-12 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2014-07-23 | 2015-10-12 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Roland Hinterkoerner during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.