Laurent Alexis Nicolas Marie Francois
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurent Alexis Nicolas Marie Francois ( ), a licensed former licensee with CE reference APQ467. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2013-11-25 | 2014-11-01 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-11-25 | 2014-11-01 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2013-11-25 | 2014-11-01 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2013-11-25 | 2014-11-01 |
| Natixis Asia Limited | RO | Type 1 — Dealing in securities | 2009-03-03 | 2013-11-25 |
| Natixis Asia Limited | RO | Type 2 — Dealing in futures contracts | 2009-03-03 | 2013-11-25 |
| Natixis Asia Limited | RO | Type 4 — Advising on securities | 2009-03-03 | 2013-11-25 |
| Natixis Asia Limited | RO | Type 5 — Advising on futures contracts | 2009-03-03 | 2013-11-25 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-08 | 2009-03-03 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2008-10-08 | 2009-03-03 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2007-09-24 | 2009-03-03 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2007-09-24 | 2009-03-03 |