Yih-Ling Ueng
翁藝玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yih-Ling Ueng (翁藝玲), CE reference AQS915. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-09 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-12 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-12 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-24 | 2020-05-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-24 | 2020-05-01 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-12 | 2010-11-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-05 | 2009-10-16 |