Chi Pui Chiu
趙芝珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Pui Chiu (趙芝珮), CE reference ALB289. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-27 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-27 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-27 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-09 | 2017-06-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-09 | 2017-06-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 — Asset management | 2014-04-09 | 2017-06-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-15 | 2014-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-15 | 2014-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-15 | 2014-04-09 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-04 | 2004-09-20 |