Eva Oi Wan Ng
吳璦琿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eva Oi Wan Ng (吳璦琿), CE reference AQL154. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-16 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-16 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-16 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-16 | 2022-02-07 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2018-07-23 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-22 | 2018-07-23 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-25 | 2014-03-28 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-25 | 2014-03-28 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-06 | 2014-01-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-05 | 2014-01-21 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-05 | 2014-01-21 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-07 | 2013-07-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-25 | 2013-07-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-20 | 2010-10-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-20 | 2010-10-22 |