Yun Xie
解韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Xie (解韵), CE reference BLR526. Currently licensed at 2 firm(s): CMB International Futures Limited, CMB International Securities Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-30 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-07 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-07 | present |