Qiong Wu
吳琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiong Wu (吳琼), a licensed former licensee with CE reference AQI261. This person has 7.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-23 | 2016-09-17 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-23 | 2016-09-17 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-12 | 2015-03-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 - Asset management | 2011-10-12 | 2015-03-31 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-01-21 | 2010-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qiong Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.