Kam Chiu Lee
李錦超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Chiu Lee (李錦超), a licensed former licensee with CE reference AQE317. This person has 14.2 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-02 | 2022-04-29 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-27 | 2013-10-01 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-10 | 2010-05-01 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-15 | 2009-07-14 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-19 | 2009-05-27 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Chiu Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Shun Tak So | ICEA Securities Asia Limited | 2007–2009 |
| Tsz Man Chan | ICEA Securities Asia Limited | 2007–2009 |
| Yang Gao | ICEA Securities Asia Limited | 2007–2009 |
| Kailing Hua | ICEA Securities Asia Limited | 2007–2009 |
| Alice Wai Sze Leung | ICEA Securities Asia Limited | 2007–2009 |
| Chi Lap Hon | ICEA Securities Asia Limited | 2007–2009 |
| Tat Fai Sei | ICEA Securities Asia Limited | 2007–2009 |
| Kenny Chun Yu Khuong | ICEA Securities Asia Limited | 2008–2009 |
| Nian Wang | ICEA Securities Asia Limited | 2008–2009 |
| Kwan Ming Fan | ICBC International Research Limited | 2009–2010 |
| Xin Liu | ICEA Securities Asia Limited | 2007–2008 |
| Ka Chun Lin | ICBC International Research Limited | 2009–2010 |
| Chun Hei Cheng | ICBC International Research Limited | 2010 |
| Yuen Hong Cheng | ICBC International Research Limited | 2010 |
| Yunpeng Ma | ICBC International Research Limited | 2010 |
| Mei Ling Lam | ICBC International Research Limited | 2010 |
| Lingjie Kong | ICBC International Research Limited | 2010 |