Yunpeng Ma

馬云鵬
CE No. AUR465 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunpeng Ma (馬云鵬), a licensed former licensee with CE reference AUR465. This person has 14.2 years of SFC licence history. Total licence records on file: 10.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Capella Capital Limited
奕卓資本有限公司
RO Type 9 - Asset management 2025-02-07 2026-02-04
Zhongtai International Asset Management Limited
中泰國際資產管理有限公司
Rep Type 4 - Advising on securities 2020-10-29 2023-09-25
Zhongtai International Asset Management Limited
中泰國際資產管理有限公司
Rep Type 9 - Asset management 2020-10-29 2023-09-25
Taiping Assets Management (HK) Company Limited
太平資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2018-02-22 2020-09-20
Taiping Assets Management (HK) Company Limited
太平資產管理(香港)有限公司
Rep Type 9 - Asset management 2018-02-22 2020-09-20
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 4 - Advising on securities 2015-09-11 2017-11-30
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 9 - Asset management 2015-09-11 2017-11-30
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 4 - Advising on securities 2014-10-17 2015-09-02
ICBC International Securities Limited
工銀國際證券有限公司
Rep Type 4 - Advising on securities 2014-01-09 2014-09-12
ICBC International Research Limited
工銀國際證券研究有限公司
Rep Type 4 - Advising on securities 2010-02-08 2014-09-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yunpeng Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Rongjun Guo Zhongtai International Asset Management Limited 2020–2023
Xiaoyu Yu ICBC International Research Limited 2010–2014
Chun Sing To ICBC International Research Limited 2010–2014
Ka Chun Lin ICBC International Research Limited 2010–2013
Kwan Ming Fan ICBC International Research Limited 2010–2013
Yuen Hong Cheng ICBC International Research Limited 2010–2013
Ka Yeung Chan ICBC International Research Limited 2010–2013
Hualong Yu Zhongtai International Asset Management Limited 2020–2023
Wei Zhao Zhongtai International Asset Management Limited 2020–2023
Kai Jing Zhongtai International Asset Management Limited 2020–2023
Zhengxian Li Zhongtai International Asset Management Limited 2020–2023
Wenzheng Jiang Zhongtai International Asset Management Limited 2020–2023
Tat Fai Sei ICBC International Research Limited 2010–2013
Bin Hu Taiping Assets Management (HK) Company Limited 2018–2020
Luyi Luo Zhongtai International Asset Management Limited 2020–2023
Kay Chung Tse ICBC International Research Limited 2010–2013
Jun Liu ICBC International Research Limited 2010–2013
Hanyue Sun ICBC International Research Limited 2012–2014
Guowen Chen ICBC International Research Limited 2012–2014
Ran Ma Capella Capital Limited 2025–2026
Explore the interactive colleague network →

Related