Alice Wai Sze Leung
梁卉施
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Wai Sze Leung (梁卉施), a licensed former licensee with CE reference AAX428. This person has 16.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2020-12-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-20 | 2017-10-02 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 - Advising on securities | 2011-04-15 | 2012-07-27 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-09 | 2011-04-15 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2004-04-15 | 2009-08-24 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alice Wai Sze Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.