Jingjing Pan
潘晶晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingjing Pan (潘晶晶), a licensed former licensee with CE reference AVN220. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-02-18 | 2022-01-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-12-20 | 2022-01-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-12-20 | 2022-01-27 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-03 | 2018-12-07 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-09-03 | 2018-12-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-23 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-23 | 2010-12-06 |