Catherine Pik Yiu Tsoi

蔡碧瑤
CE No. ALF221 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Pik Yiu Tsoi (蔡碧瑤), a licensed former licensee with CE reference ALF221. This person has 12.6 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CAIIS Limited Rep Type 1 - Dealing in securities 2006-07-12 2017-05-12
CAIIS Limited Rep Type 4 - Advising on securities 2004-09-23 2017-05-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Pik Yiu Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Samson Yiu Cho Lui CAIIS Limited 2004–2017
Timothy Kwok Cheung Lo CAIIS Limited 2004–2017
Janet Kar Ming Lau CAIIS Limited 2004–2017
Chun Yu Choy CAIIS Limited 2006–2017
Michelle Wu CAIIS Limited 2006–2017
Fernand Jean-Luc Anglada CAIIS Limited 2005–2015
Mei San Leung CAIIS Limited 2004–2014
Ping Hui Chu CAIIS Limited 2009–2017
Yvonne Pui Yeung Chan CAIIS Limited 2009–2017
Moon Fuk Cheung CAIIS Limited 2009–2017
Moon Sung Chang CAIIS Limited 2009–2017
Irene Suk Ching Chow CAIIS Limited 2006–2013
Kwan Yee So CAIIS Limited 2010–2017
Lap Fai Lee CAIIS Limited 2008–2015
Selina Siu Kam Tsang CAIIS Limited 2004–2011
Janice Wing Yan Yeung CAIIS Limited 2007–2013
Yeuk Yu Tai CAIIS Limited 2008–2014
Wai Ling Tsang CAIIS Limited 2005–2011
Annie Shuk Ming Leung CAIIS Limited 2008–2014
Esther Yat Chu Leung CAIIS Limited 2004–2010
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