Philip Chi Kwan Chan

陳志鈞
CE No. AQL405 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Chi Kwan Chan (陳志鈞), a licensed former licensee with CE reference AQL405. This person has 5.4 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2013-04-16 2013-07-09
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2013-04-16 2013-07-09
CAIIS Limited Rep Type 1 - Dealing in securities 2008-02-05 2013-04-06
CAIIS Limited Rep Type 4 - Advising on securities 2008-02-05 2013-04-06

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Chi Kwan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Samson Yiu Cho Lui CAIIS Limited 2008–2013
Fernand Jean-Luc Anglada CAIIS Limited 2008–2013
Irene Suk Ching Chow CAIIS Limited 2008–2013
Chun Yu Choy CAIIS Limited 2008–2013
Timothy Kwok Cheung Lo CAIIS Limited 2008–2013
Janet Kar Ming Lau CAIIS Limited 2008–2013
Mei San Leung CAIIS Limited 2008–2013
Catherine Pik Yiu Tsoi CAIIS Limited 2008–2013
Michelle Wu CAIIS Limited 2008–2013
Janice Wing Yan Yeung CAIIS Limited 2008–2013
Annie Shuk Ming Leung CAIIS Limited 2008–2013
Yeuk Yu Tai CAIIS Limited 2008–2013
Lap Fai Lee CAIIS Limited 2008–2013
Ping Hui Chu CAIIS Limited 2009–2013
Yvonne Pui Yeung Chan CAIIS Limited 2009–2013
Moon Fuk Cheung CAIIS Limited 2009–2013
Moon Sung Chang CAIIS Limited 2009–2013
Wai Ling Tsang CAIIS Limited 2008–2011
Selina Siu Kam Tsang CAIIS Limited 2008–2011
Clement George Liu CAIIS Limited 2009–2012
Explore the interactive colleague network →

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