Shirley Yan-Fen Ho
何艷芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Yan-Fen Ho (何艷芬), a licensed former licensee with CE reference ALU613. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-13 | 2012-05-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-13 | 2012-05-30 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2006-07-12 | 2010-04-14 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2005-04-13 | 2010-04-14 |