Glen Douglas Plumbridge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glen Douglas Plumbridge ( ), a licensed former licensee with CE reference ARW888. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-10 | 2017-07-10 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-03-10 | 2013-07-01 |