Bob Chi Ho Wai
衛致豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bob Chi Ho Wai (衛致豪), CE reference APP003. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-18 | 2020-04-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-18 | 2020-04-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-18 | 2020-04-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-18 | 2019-07-17 |
| Trinity Securities Co. Limited 裕通証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-12 | 2018-11-30 |
| Alipes Asset Management Limited |
Rep | Type 4 — Advising on securities | 2018-01-12 | 2018-11-30 |
| Trinity Securities Co. Limited 裕通証券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-12 | 2018-11-30 |
| Alipes Asset Management Limited |
Rep | Type 9 — Asset management | 2018-01-12 | 2018-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-08 | 2015-09-26 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-08 | 2015-09-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-08 | 2015-09-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-08 | 2015-09-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-07-08 | 2013-11-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-12 | 2011-03-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-03-12 | 2011-03-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-12 | 2011-03-10 |
| Ingensoma Trading Group Limited |
Rep | Type 1 — Dealing in securities | 2009-10-09 | 2010-02-17 |
| Ingensoma Trading Group Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-10-09 | 2010-02-17 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2008-09-23 | 2009-02-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2009-02-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-05 | 2009-02-23 |